Roxanne is a Compliance Manager at Summitry. She mainly works with the Operations Team and helps develop and deliver training programs to increase understanding of regulatory requirements, compliance policies and ethical conduct within the firm.
Prior to joining Summitry, Roxanne served as a Client Service Associate and Client Operations Specialist for Fisher Investments’ U.K. division in San Mateo. She has been working in the financial services industry since 2007 and began her role at Summitry in 2012.
Roxanne currently resides in Milpitas with her husband, daughter, and son. During their free time, they enjoy spending time at the beach, traveling and playing volleyball.
