Roxanne Cardenas

Compliance Associate & Senior Business Operations Specialist

About Roxanne

Roxanne works with the Chief Compliance Officer in developing and implementing internal controls, and policies and procedures to ensure compliance with all laws and regulations. As a Senior Business Operations Specialist she is also responsible for supporting all business functions related to the firms operation.

Roxanne has been working in the financial services industry since 2007. Before joining Summitry in 2012, she served as a Client Service Associate and Client Operations Specialist for Fisher Investments’ U.K. division in San Mateo.

She resides in Milpitas with her husband, daughter and son. During their free time, they enjoy spending time at the beach, traveling and playing volleyball.

Q & A

  • What does “living your best Bay Area Life” mean to you?

    Experiences. Local adventures, freedom to travel, working with purpose and meaning, building new relationships and giving back. Full circle.
  • What are your favorite pursuits outside of work?

    Spending time with my family and exploring. One of our favorite pastimes is “going on an adventure”. We pack a light travel bag, cram in the car and collectively decide which direction to head in. Roaming freely and getting lost on purpose helps us enjoy the entire journey until we reach our destination, whether 45 minutes away or 5 hours away (and unexpected overnight stays). Our best family memories have been from our local adventures.
  • Discuss a personal accomplishment that you’re particularly proud of.

    Taking a risk at purchasing an investment property at 21 years old and a year later being promoted to Branch Operations Manager at a previous company, becoming one of the youngest in a company of over 10,000 employees nationwide.
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Aaron Szager

Advisor Group Manager