As Compliance Manager, Roxanne is responsible for helping develop and deliver training programs to increase understanding of regulatory requirements, compliance policies and ethical conduct within the firm
Roxanne has been working in the financial services industry since 2007. Before joining Summitry in 2012, she served as a Client Service Associate and Client Operations Specialist for Fisher Investments’ U.K. division in San Mateo.
She resides in Milpitas with her husband, daughter and son. During their free time, they enjoy spending time at the beach, traveling and playing volleyball.